Guide
Questions to ask when touring an ICF
Last updated · By the ICFLookup team
Intermediate Care Facilities for people with developmental disabilities (ICF/DD-H, DD-N and DD-CN) are health facilities licensed by the California Department of Public Health (CDPH). Those certified for Medi-Cal must also meet federal rules, the Conditions of Participation for ICF/IID. This checklist turns those rules into questions a family can ask and things a family can see. The exact rules are folded at the end.
Before you go
- Check the type. A DD-H home is for people whose nursing needs are intermittent and predictable; a DD-N home is for medically fragile people who need skilled nursing on and off; a DD-CN home provides skilled nursing around the clock. ICF/DD-H vs. DD-N vs. DD-CN explains the differences.
- Read the record. Each home's page in Facility Search shows its federal inspections since 2018, with what inspectors found, and its State citations. Note anything you want to ask about. How to read an ICF inspection explains the codes.
- Read the complaints. Complaints and incidents the home reported aren't in the federal data. They are on the home's CalHealthFind page, linked from its page here.
- Talk to the regional center. Placement in an ICF usually goes through a regional center. See Regional centers and ICFs.
Daily life and the individual program plan
Every resident must have an individual program plan, written by a team of professionals within 30 days of moving in, with the resident and their guardian taking part. The plan sets measurable goals, and the resident must get a continuous program of training and support toward them (what the rules call active treatment).
- Can we see how a resident's plan is written (with names removed), and how goals are tracked?
- Who is on the team, and how will we be invited to plan meetings?
- What does a typical weekday look like for a resident? Where do residents spend the day?
- How often is the plan reviewed? (The rules require at least a yearly review, and changes whenever a goal is met or a resident is losing skills.)
While you are there, look at what residents are doing. Are they taking part in activities, or mostly waiting?
Nursing and medications
Federal rules require nursing services that fit each resident's needs. A licensed nurse must review the health of residents without a medical care plan at least every quarter, by examining them. A pharmacist must review each resident's medications at least every quarter, medications must be given without error, and they must be kept locked.
- When is a nurse in the home, and who covers nights and weekends?
- Who gives medications, and how are they trained? What happens when a dose is missed or wrong?
- How are we told about a change in health, a hospital trip or a new medication?
- Which doctor and dentist do residents see, and how often?
Staffing, day and night
The rules set minimum numbers of direct care staff for each living unit, and in many units require staff to be on duty and awake around the clock whenever residents are there.
- How many direct care staff are on each shift, including overnight? Are night staff awake?
- How long have most staff worked here? How is a new staff member trained before working alone?
- Who is the program coordinator (the QIDP) for each resident, and how do we reach them?
Safety and the building
Evacuation drills must happen at least once a quarter on every shift, with residents actually taken out of the building at least once a year on each shift. A bedroom may hold no more than four residents unless CDPH grants an exception.
- When was the last evacuation drill, and how did it go?
- How are residents who use wheelchairs or can't walk moved out in an emergency?
- Where will our family member sleep, and where can they keep their own things?
Fire-safety findings (K-codes) and emergency-preparedness findings (E-codes) from the home's inspections are on its page here.
Rights, visits and family
The rules protect residents from physical, verbal, sexual or psychological abuse and from punishment. Residents may meet privately with people they choose and receive unopened mail. The home must encourage visits by family, close friends, guardians and advocates at any reasonable hour without advance notice, unless the planning team decides a particular visit isn't appropriate. It must promptly tell parents or the guardian about significant incidents, such as a serious illness, an accident, abuse or an unexplained absence.
- Can we visit without calling ahead? Where can we visit privately?
- How and how quickly will you tell us about an incident or an injury?
- How are residents' own money and belongings kept track of? (The home must account for residents' funds separately from its own, and show the records to the resident or guardian on request.)
Incidents and complaints
Every allegation of mistreatment, neglect or abuse, and every injury of unknown cause, must be reported right away to the home's administrator or other officials as State law requires, and investigated, with results reported within five working days.
- Who do staff report to, and how do you keep residents safe while something is investigated?
- What did the home change after its most recent inspection findings or citations?
- If we have a concern, who do we tell first? Anyone can also file a complaint with CDPH.
After the visit
- Compare what you saw with the home's inspection record and its CalHealthFind page. Look for the same problem cited more than once.
- Visit more than one home, and if you can, visit again at a different time of day.
- Share your notes with the regional center service coordinator before deciding.
The rules behind thisThe regulations and legal detail, with section numbers
The federal rules behind these questions
- 42 CFR §483.420
- Client protections: residents' rights, freedom from abuse and punishment, private meetings and unopened mail ((a)); accounting for residents' money ((b)); visits at any reasonable hour and prompt notice of significant incidents ((c)(3), (c)(6)); reporting and investigating allegations, with results within five working days ((d)).
- 42 CFR §483.430
- Facility staffing: awake direct care staff on a 24-hour basis in the living units it names ((c)(2)); minimum direct care staff ratios of 1 to 3.2, 1 to 4 or 1 to 6.4, depending on the residents ((d)).
- 42 CFR §483.440
- Active treatment: a continuous active treatment program ((a)); an interdisciplinary team and individual program plan within 30 days after admission, with the resident and guardian taking part ((c)); review at least once a year ((f)).
- 42 CFR §483.460
- Health care services: nursing services in accordance with residents' needs and a nurse's quarterly health review ((c)); pharmacist drug regimen review at least quarterly ((j)); drugs given without error ((k)) and kept locked ((l)).
- 42 CFR §483.470
- Physical environment: no more than four residents to a bedroom without a variance ((b)); evacuation drills at least quarterly for each shift ((i)).
These are the federal Conditions of Participation for Medi-Cal certified ICF/IID. CMS's State Operations Manual, Appendix J, tells inspectors how to check each one.
This is general information, not legal advice. Rules and forms change; for a specific situation, check the official pages listed below or contact CDPH Licensing and Certification.
Sources
- 42 CFR §483.420 — Condition of participation: client protections (Cornell LII)
- 42 CFR §483.430 — Condition of participation: facility staffing (Cornell LII)
- 42 CFR §483.440 — Condition of participation: active treatment services (Cornell LII)
- 42 CFR §483.460 — Condition of participation: health care services (Cornell LII)
- 42 CFR §483.470 — Condition of participation: physical environment (Cornell LII)
- 42 CFR Part 483, Subpart I — Conditions of Participation for ICF/IID (eCFR)
- CMS State Operations Manual, Appendix J — Guidance to Surveyors: ICF/IID
- Cal Health Find — California Department of Public Health
- Intermediate Care Facilities — California Department of Developmental Services