DUKE FACILITIES, INC. #1
ICF/DD-H (Habilitative) · 6 licensed beds · Stockton, CA
Homes of 4–15 beds for people with developmental disabilities whose nursing needs are intermittent and predictable.
Address
DUKE FACILITIES, INC. #12661 OTTO DRIVEStockton, CA 95209 · San Joaquin CountyPhone: (209) 482-3476
State penalties
2
Class 2 B
Federal surveys
25
since 2018 · 11 with deficiencies
Federal deficiencies
31
none condition-level
Last federal survey
May 29, 2026
survey date
Facility details
- Facility type
- ICF/DD-H (Habilitative)
- Licensed beds
- 6
- Licensee
- DUKE FACILITIES, INC. · Profit Corp
- Administrator
- DUKE, SARAH A
- CDPH facility ID
- 100001505
- License number
- 100000619
- First licensed
- July 16, 1997
- Current license
- Mar 31, 2026 to Mar 30, 2027
- CDPH district office
- Stockton
Federal certification (CMS)
- CMS Certification Number (CCN)
- 55G165
- Status in CDPH's listing
- Licensed And Certified
- Program
- Medi-Cal (Medicaid, Title XIX)
- Participating since
- January 14, 1998
- Last certification survey
- June 25, 2025
- CMS certification status
- Certified
- In compliance (CMS)
- Yes
- Last certification action
- Recertification
- Ownership type (CMS)
- Other (specify)
- Certified beds (CMS)
- 6
- Staffing reported to CMS
- RN 0.15 · LVN/LPN 0 · direct care 7.5 · all employees 7.65
State citations and penalties (CDPH)
CDPH issues citations under Health and Safety Code §1424: Class AA (a violation that was a substantial factor in a resident's death), Class A (imminent danger or a substantial probability of death or serious harm) and Class B (a direct relationship to residents' health, safety or security). State citations explained
Class BPatient Care
Citation B (HSC 1424) · Violation Jun 16, 2007 · Penalty #030004279 · Survey 1IL111
Status: Closed · Not appealed
$800
Class BPatient Care
Citation B (HSC 1424) · Violation Aug 1, 2002 · Penalty #100002172
Status: Closed · Not appealed
$500
Federal inspections (CMS-2567)
CDPH surveys certified ICFs for CMS. Each deficiency is a W-tag (a federal ICF/IID requirement), an E-tag (emergency preparedness) or a K-tag (Life Safety Code), cited at the standard level or, more seriously, the condition level. How to read an ICF inspection
Content note: these federal findings describe residents' care and can include abuse, neglect, injuries and medical details. They're shown as CMS published them; residents are identified only by number (such as "Client 1").
· Complaint
Event 01WK11 · no deficiencies cited
· Complaint
Event HVLH11 · no deficiencies cited
· Complaint
Event PTX711 · no deficiencies cited
· Complaint
Event 11KE11 · no deficiencies cited
· Complaint
Event 9MRG11 · no deficiencies cited
· Complaint
Event OMV311 · no deficiencies cited
From CMS's QCOR ICF/IID statement-of-deficiency download, saved Oct 26, 2026. CMS notes that ICF/IID data after March 19, 2026 may be incomplete while its systems migrate. Plans of correction and state-only (licensing) deficiencies aren't in that file; the official 2567 documents on CalHealthFind have them.
Complaints and reported incidents
CDPH doesn't publish complaints or facility-reported incidents as a bulk file, so they aren't on ICFLookup. Its CalHealthFind page for this facility lists them (intake date, allegation category and whether each was substantiated), along with state licensing deficiencies and ownership details.
Federal surveys that came from a complaint or an incident report do appear above, marked "Complaint" as the survey type.
Open this facility on CalHealthFind ↗How to file a complaint with CDPH
Change history
28 events, newest first
Dates marked "state record" are the agencies' own: the license date, federal survey dates and penalty issue dates. "Detected" changes are ones we noticed by comparing CDPH's monthly facility listing with the one before it, tracked since Oct 26, 2026.
ReportFederal survey (complaint): 1 deficiency(state record)
See this survey →ReportFederal survey (recertification): 3 deficiencies(state record)
See this survey →ReportFederal survey (complaint, recertification): 3 deficiencies(state record)
See this survey →ReportFederal survey (recertification): 2 deficiencies(state record)
See this survey →ReportFederal survey (recertification): 7 deficiencies(state record)
See this survey →ReportFederal survey (complaint): no deficiencies(state record)
See this survey →ReportFederal survey (complaint): no deficiencies(state record)
See this survey →ReportFederal survey (complaint): no deficiencies(state record)
See this survey →ReportFederal survey (complaint): no deficiencies(state record)
See this survey →ReportFederal survey (recertification): 9 deficiencies(state record)
See this survey →
Sources: CDPH Licensed and Certified Healthcare Facility Listing (data as of Oct 16, 2026), CDPH State Enforcement Actions, and CMS's ICF/IID statement-of-deficiency (CMS-2567) and Provider of Services files. ICFLookup is not affiliated with CDPH or CMS; always confirm with CDPH's CalHealthFind ↗ before making a decision. See How our data works.